--- title: "Securities Industry Essentials (SIE) Study Guide PDF: one page, $4.99" url: https://siecheatsheet.com/cheat-sheet description: "Securities Industry Essentials (SIE) exam study guide: one page with every concept from the 12+ practice exams and 900 questions I took to pass. Use it to check you're ready before you book. Instant PDF, 7-day money-back guarantee." updated: 2026-10-19 site: "siecheatsheet.com: a one-page Securities Industry Essentials (SIE) exam study guide by Jason Meinzer, who passed after 150+ hours and 12+ practice exams. $4.99 PDF, 7-day refund. Free SIE exam facts, formulas, pass rates and prep comparisons." --- # Do not schedule your Securities Industry Essentials (SIE) exam until you know everything on this study guide. I failed 10 practice exams before I knew 100% of it. One page. Every concept you need, each one explained. $4.99, instant PDF. [Get the study guide — $4.99](https://siecheatsheet.com/go/buy?src=sheet-agent) - 7-day money-back guarantee - Instant PDF download - For studying only. No notes are allowed in the test center - Updated Oct 8, 2026 I'm [Jason Meinzer](https://siecheatsheet.com/about), a real person. I studied 150+ hours, took 12+ practice exams (900 questions), and passed the SIE. I made this study guide by hand. It is not AI slop. **SIE Study Guide**Jason Meinzer, one page **Reports** **Rights** **Voting** **Systematic risk** **Reinvestment risk** **Bond yield** **Bond price** **Bond ratings** **Settlement** **Market caps** **Dividends (DERP)** **Margin** Made by handNot AI slop About 100 conceptsEach one explained ## The 3 steps Do them in this order. Step 2 is the gate. 1. 1 ### Study 100+ hours with a prep course. No shortcut. Any of [these](https://siecheatsheet.com/best-sie-prep) works if you finish it. I used Achievable. 2. 2 ### The gate: get the sheet. Can't explain every item on it? Don't schedule the exam. ↩ Back to step 1 3. 3 ### Only then book the exam. Fail once or twice, you lose the $100 booking fee each time and wait a month to retake it. Fail 3 times, you wait 180 days. ## What it is After 150 hours of study and 900 practice questions, I distilled the "must-know" concepts that cover all 900 into this single page. Maximize your study time and refresh your memory on the go. No more paging through textbooks. This study guide would have saved me 25 hours if I had it from the start. It's also the check you run before you pay for the SIE exam. Can't explain everything on it? Don't schedule the exam. ## Not AI slop No AI wrote this study guide. I did. I built it by hand, one concept at a time, across 150 hours of study and 900 practice questions. It was my source of truth for whether I was ready to pass, so I made sure it covered 100% of the practice exams I took. It was my own go-to reference. I passed the SIE once I could explain every item on it. ## A real study guide, not a list of terms Most one-page review sheets are a page of names and keywords. That's useless. Every concept on mine comes with a short description that carries the core of the definition the exam tests. One page. About 100 concepts. Each one explained. [Get the study guide — $4.99](https://siecheatsheet.com/go/buy?src=sheet-agent) ## What's covered, by exam section | Exam section | Share of exam | Topics on the sheet (examples) | | --- | --- | --- | | Products and their risks | 44% | Bond yields and pricing, corporate, muni and Treasury debt, agencies and mortgage-backed securities (MBS), funds, exchange-traded funds (ETFs), real estate investment trusts (REITs), direct participation programs (DPPs), options basics, annuities, variable life | | Trading, accounts, prohibited activities | 31% | Order types, settlement, margin, account types, powers of attorney (POAs), retirement and education accounts, taxes on investment income | | Capital markets | 16% | Offerings and registration, exempt securities, Rule 144, economic cycles, the Federal Reserve | | Regulatory framework | 9% | Securities and Exchange Commission (SEC), Financial Industry Regulatory Authority (FINRA), Municipal Securities Rulemaking Board (MSRB), North American Securities Administrators Association (NASAA), Financial Crimes Enforcement Network (FinCEN) and anti-money laundering (AML), Forms U4 and U5 (rep registration and termination), record retention, specified adults | Section weights: [FINRA SIE content outline](https://www.finra.org/sites/default/files/SIE_Content_Outline.pdf), checked Oct 4, 2026. ## Versus other review sheets | Product | Price | | --- | --- | | [Kaplan SIE QuickSheet](https://www.kaplanfinancial.com/securities/securities-industry-essentials-sie/study-materials) | $19 list | | This one-page sheet | **$4.99** | Prices checked Oct 4, 2026. [Kaplan's](https://www.kaplanfinancial.com/securities/securities-industry-essentials-sie/study-materials) was $19. To me it read like a screenshot of a course outline. Mine is FAR better. Guaranteed or your money back within 7 days, no questions asked. ## Questions people ask What format is it? A one-page PDF. It prints on a single sheet and reads fine on a phone if you zoom. Does it replace a prep course? No. Learn the material with a course first. Then use this page to find out what you still don't know. Is it updated for 2026? Yes. The topics match the current FINRA outline. How do refunds work? Ask within 7 days through Gumroad and you get your $4.99 back. No questions asked. Can I share it with my study group? Please don't. It's $4.99 so everyone can grab their own copy. [Get the study guide — $4.99](https://siecheatsheet.com/go/buy?src=sheet-agent) --- Source: https://siecheatsheet.com/cheat-sheet (siecheatsheet.com, by Jason Meinzer). Exam facts are checked against FINRA and dated on the page. The study guide is $4.99 with a 7-day refund.